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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2016-08-27
SD RA APPROVED 2016-08-25
  • ND RA
    APPROVED
    Since 2016-08-27
  • SD RA
    APPROVED
    Since 2016-08-25

Branch Locations

104 W 4Th Ave Ste 1, Milbank, SD 57252 • United States

418 Veterans Ave Ste 2, Sisseton, SD 57262 • United States

Watertown, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Milbank NY 01/2016 03/2020
Ameriprise Financial Services, Llc Milbank SD 03/2020 Present
Other Businesses

Outside Employment; Milbank School District; Ref -; Ref basketball and football games; Park AveMilbank, SD 57252, ,; Not Investment-Related; 09/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / LFP Consulting LLC; Financial Advisor - Assist clients with financial needs; Entity for payroll and benefits; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 03/20/2017; 40 to 59 hours per month; 40 to 59 during trading hours / Watertown School District; Ref; Ref basketball games; 1100 13th St NE, , Watertown, SD, 57201; Not Investment-Related; 11/08/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-28
S63 Uniform Securities Agent State Law Examination 2012-02-27
  • S66 Uniform Combined State Law Examination
    2016-03-28
  • S63 Uniform Securities Agent State Law Examination
    2012-02-27
Other Names
  • Dennis J Mears

View on SEC IAPD

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