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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-06-21
  • MD RA
    APPROVED
    Since 2024-06-21

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

4323 Collington Rd, Bowie, MD 20716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bowie MD 02/2024 Present
Wells Fargo Bank, Na Bowie MD 07/2023 Present
Sandy Spring Bank Oxon Hill MD 12/2021 07/2023
Capital One Bank Hyattville MD 01/2017 12/2021
Check Cash Depot/ Cbi Of Md Hyattsville MD 04/2004 11/2016
  • 02/2024 → Present
    Bowie, MD
  • 07/2023 → Present
    Wells Fargo Bank, Na
    Bowie, MD
  • 12/2021 → 07/2023
    Sandy Spring Bank
    Oxon Hill, MD
  • 01/2017 → 12/2021
    Capital One Bank
    Hyattville, MD
  • 04/2004 → 11/2016
    Check Cash Depot/ Cbi Of Md
    Hyattsville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-20
S63 Uniform Securities Agent State Law Examination 2024-05-28
  • S65 Uniform Investment Adviser Law Examination
    2024-06-20
  • S63 Uniform Securities Agent State Law Examination
    2024-05-28

View on SEC IAPD

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