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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
5587 Garden Village Way Suite E, Greensboro, NC 27410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Greensboro | NC | 01/2024 | 11/2024 |
| Cogent Analytics | Greensboro | NC | 08/2021 | 12/2023 |
| High Point University | High Point | NC | 08/2018 | 05/2022 |
| Saint Charles Preparatory School | Bexley | OH | 08/2014 | 06/2018 |
| Billy D Industries Llc | Mount Vernon | OH | 03/2018 | Present |
| New Albany Organics | New Albany | OH | 05/2021 | 07/2021 |
| The Prudential Insurance Company Of America | Greensboro | NC | 04/2024 | Present |
| Lpl Enterprise, Llc | High Point | NC | 11/2024 | Present |
1) 09/12/2025-William Davis-Tutor/Educator-Not inv related-At Greensboro, NC-Start date 09/13/2025-20hrs/mth-2hrs/mth during trading 2) 09/12/2025-William Davis-Driver and Courier-Not inv related-At Greensboro, NC-Start date 09/13/2025-20hrs/mth-2hrs/mth during trading 3) 09/12/2025-Catholic Order of Foresters-Directly Appointed Agent-Non-Variable Insurance-Inv related -At Naperville, IL-Start date 09/13/2025-8hrs/mth-2hrs/mth during trading 4) 04/09/2026-Sage Wealth Strategies-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/07/2026-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-13 |
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