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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-04-28 |
| IN | RA | APPROVED | 2025-03-14 |
| WA | RA | APPROVED | 2025-03-14 |
| NC | RA | APPROVED | 2025-01-31 |
| OH | RA | APPROVED | 2025-01-10 |
| KY | RA | APPROVED | 2024-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Kentucky | Lexington | KY | 08/2019 | 05/2022 |
| Northern Kentucky University | Highland Heights | KY | 08/2022 | 05/2024 |
| Conner High School | Hebron | KY | 08/2015 | 05/2019 |
| First Watch | Florence | KY | 10/2023 | 09/2024 |
| Guardian Life Insurance Company | Cincinnati | OH | 06/2024 | Present |
| R.C. Durr Ymca | Burlington | KY | 09/2017 | 08/2019 |
| Sun Tan City | Lexington | KY | 01/2021 | 05/2021 |
| Outback Steakhouse | Florence | KY | 01/2023 | 08/2024 |
| R.C. Durr Ymca | Burlington | KY | 03/2020 | 05/2023 |
| Idle Hour Country Club | Lexington | KY | 08/2021 | 04/2022 |
| Amazon | Hebron | KY | 06/2020 | 12/2020 |
| Lancaster Aquatic Center | Lexington | KY | 01/2020 | 03/2020 |
| Buffalo Wild Wings | Lexington/Florence | KY | 03/2021 | 08/2021 |
| Park Avenue Securities | Cincinnati | OH | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-09 |
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