Best Investors Account Sign in

Adam Gabriel Shams

Ubs Financial Services Inc.

Washington, DC

Bethesda, MD

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-06-18
  • MD RA
    APPROVED
    Since 2025-06-18

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunglass Hut Rockville MD 08/2022 03/2024
Ubs Financial Services, Inc Bethesda MD 02/2024 Present
Caruso's Grocery North Bethesda MD 08/2024 12/2024
Walter Johnson High School Bethesda MD 09/2021 06/2023
Masorti School Jerusalem 10/2014 09/2021
  • 08/2022 → 03/2024
    Sunglass Hut
    Rockville, MD
  • 02/2024 → Present
    Ubs Financial Services, Inc
    Bethesda, MD
  • 08/2024 → 12/2024
    Caruso's Grocery
    North Bethesda, MD
  • 09/2021 → 06/2023
    Walter Johnson High School
    Bethesda, MD
  • 10/2014 → 09/2021
    Masorti School
    Jerusalem
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
  • S66 Uniform Combined State Law Examination
    2025-06-18

View on SEC IAPD

Other Firms

BRYSPEN, INCORPORATED
3WIRE INVESTMENT
LPL FINANCIAL LLC
ORIDIAN CAPITAL MANAGEMENT, L.P.
C5 CAPITAL USA LLC
AEB CAPITAL
DOMINION FINANCIAL CONSULTANTS, LLC
A.G.P. / ALLIANCE GLOBAL PARTNERS

Other Investors

LEAH SAWYER BRYAN
GARY ANDREW EDMONDS
JAMES DARRELL ZACK
HSIAO-CHUAN CHANG
AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor