Rodney N Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Rodney Brown - Insurance
  Ridgeland, MS
• 08/2014 → 11/2017
  National Planning Corporation
  Flowood, MS
• 11/2017 → Present
  Lpl Financial Llc
  Flowood, MS

Previous Registrations

• 2014-08-01 → 2017-11-29
  National Planning Corporation
  Flowood, MS
  Flowood, MS
• 2013-08-13 → 2014-08-15
  Investment Professionals, Inc.
  Jackson, MS
  San Antonio, TX
• 2011-02-17 → 2013-09-10
  Cambridge Investment Research Advisors, Inc.
  Ridgeland, MS

Other Businesses

1. 11/29/2017 - Rodney Brown Agency, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 2012 - 160 Hours Per Month. 2. 02/03/2022 - Rodney Brown Agency, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/02/2017 - 20 Hours Per Month/20 Hours During Securities Trading. 3. 02/03/2022 - Power Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Managing Partner & Advisor - Start Date: 10/02/2017 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 02/09/2022 - Rodney N. Brown - Investment related - At Reported Business Location(s) - Other-FINRA Non-Public Arbitrator - Start Date: 08/01/2019 - 1 Hours Per Month/1 Hours During Securities Trading - I will serve on a arbitration panel possibly a few times per year.

Exams

• S66 Uniform Combined State Law Examination
  2011-02-16
• S63 Uniform Securities Agent State Law Examination
  1999-06-02