Patrick Neal Broome

Current Employers

Employment History

• 02/2013 → Present
  National Planning Corporation
  Flowood, MO
• 11/2017 → Present
  Lpl Financial Llc
  Flowood, MS

Previous Registrations

• 2013-02-06 → 2017-11-29
  National Planning Corporation
  Flowood, MS
  Flowood, MS
• 2012-05-04 → 2013-02-07
  Securities America Advisors, Inc.
  Ridgeland, MS
• 2010-08-17 → 2012-06-08
  Tlg Advisors, Inc.
  Flowood, MS
  Summit, NJ

Other Businesses

1. 11/29/2017 - Power Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Advisor - start date 2016. 2. 02/22/2022 - BCH 4:12 LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date: 11/15/2021 - 2 Hours Per Month/0 Hours During Securities Trading - I have formed an LLC to purchase a commercial office building. 3. 02/22/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/01/2006 - 10 Hours Per Month/10 Hours During Securities Trading. 4. 02/22/2022 - Power Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2016 - 150 Hours Per Month/150 Hours During Securities Trading. 5. 02/22/2022 - Financial Solutions 624, LLC. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 08/01/2009 - 10 Hours Per Month/1 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-07-22
• S63 Uniform Securities Agent State Law Examination
  2007-02-06

Other Names

• Neal Broome