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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-31
TX RA APPROVED 2025-01-31
  • SC RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED
    Since 2025-01-31

Branch Locations

801 North Lake Drive, Lexington, SC 29072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nephron Pharmaceuticals West Columbia SC 12/2017 08/2022
Mpz Entertainment/Marcos Pizza Chapin SC 08/2022 02/2024
Student Aiken SC 06/2014 04/2017
Unemployed Lexington SC 04/2017 12/2017
Lpl Financial Llc Lexington SC 02/2024 Present
Stratos Wealth Partners, Ltd. Lexington SC 01/2025 Present
  • 12/2017 → 08/2022
    Nephron Pharmaceuticals
    West Columbia, SC
  • 08/2022 → 02/2024
    Mpz Entertainment/Marcos Pizza
    Chapin, SC
  • 06/2014 → 04/2017
    Student
    Aiken, SC
  • 04/2017 → 12/2017
    Unemployed
    Lexington, SC
  • 02/2024 → Present
    Lpl Financial Llc
    Lexington, SC
  • 01/2025 → Present
    Lexington, SC
Other Businesses

1) 06/2024 - Stratos Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 06/2024 - David Wealth Management Group / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3) 02/19/2025 - Stratos Wealth Partners, LTD - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 02/19/2025 - Stratos Wealth Partners - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:05/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 5) 06/14/2024 - Nephron Pharmaceuticals - Not Investment Related - Outside/W-2 Employment - West Columbia, SC - Start Date:12/26/2017 - 160 Hrs/Mth - 120 Hrs During Trading. 6) 2/6/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13

View on SEC IAPD

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