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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Grapevine | TX | 02/2024 | 01/2025 |
| Jpmorgan Chase Bank, N.A. | Grapevine | TX | 08/2022 | 01/2025 |
| Lone Star National Bank | Edinburg | TX | 12/2020 | 08/2022 |
| Autozone | Edinburg | TX | 08/2020 | 11/2020 |
| The Pallet Source | Edinburg | TX | 05/2020 | 07/2020 |
| City Of Edinburg | Edinburg | TX | 04/2019 | 09/2019 |
| Unemployed | Edinburg | TX | 02/2014 | 03/2019 |
| Unemployed | Edinburg | TX | 10/2019 | 04/2020 |
| Wells Fargo Clearing Services, Llc | Cypress | TX | 02/2025 | Present |
| Wells Fargo Bank, Na | Cypress | TX | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-18 |
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