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Michael Shawn Gault

Redfish Capital

Cypress, TX

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Current Employers
Redfish Capital

17302 House & Hahl Road Suite 215, Cypress, TX 77433 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-03
  • TX RA
    APPROVED
    Since 2025-12-03

Branch Locations

17302 House & Hahl Road Suite 215, Cypress, TX 77433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Redfish Capital Cypress TX 12/2025 Present
Kempner Capital Management, Inc. Galveston TX 12/2002 Present
  • 12/2025 → Present
    Cypress, TX
  • 12/2002 → Present
    Kempner Capital Management, Inc.
    Galveston, TX
Previous Registrations
  • 2002-12-17 → 2026-02-26
    Kempner Capital Management, Inc.
    Galveston, TX
Other Businesses

(1) Kempner Capital Management, Inc.; Yes; Galveston, TX; RIA; IAR/VP; 12/2002; 0% of time- Firm is in the process of closing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-10
  • S65 Uniform Investment Adviser Law Examination
    2002-12-10
Other Names
  • Michael Shawn Miller

View on SEC IAPD

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