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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-21
  • FL RA
    APPROVED
    Since 2025-03-21

Branch Locations

5300 W Atlantic Ave Ste 502, Delray Beach, FL 33484 • United States

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winn Dixie New Port Richey FL 03/2017 08/2021
Winn Dixie Orlando FL 08/2021 02/2024
River Ridge High School New Port Richey FL 08/2015 03/2017
Gwn Securities, Inc Palm Beach Gardens FL 02/2024 03/2025
Calton & Associates, Inc. Tampa FL 03/2025 Present
  • 03/2017 → 08/2021
    Winn Dixie
    New Port Richey, FL
  • 08/2021 → 02/2024
    Winn Dixie
    Orlando, FL
  • 08/2015 → 03/2017
    River Ridge High School
    New Port Richey, FL
  • 02/2024 → 03/2025
    Palm Beach Gardens, FL
  • 03/2025 → Present
    Tampa, FL
Previous Registrations
  • 2024-03-12 → 2025-03-21
    Delray Beach, FL
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
Other Businesses

1 -- DBA Business Name: LOGGERHEAD WEALTH MANAGEMENT. POSITION: Registered Representative. NATURE: DBA/Financial Services/Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes. NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80. START DATE: 02/19/2024. ADDRESS: 5300 W Atlantic Ave, Ste 502, Delray Beach FL 33484, United States DESCRIPTION: DBA; Life Insurance sales to customers; and financial services. 2 -- 401K HELP DESK LLC Is Not Investment Related, 1130 Sugar Sands Blvd. #192, Singer Island, FL, 33404, United States, 5500 Database Search Engine, Marketing Support, 6/18/2024, 10 hours per month, 10 hours per month during trading hours, Hourly Compensation, Assist 401k Help Desk LLC in providing zoom demos of ERISApedia's 5500 database. Other duties will include calling on advisors to set appointments for the zoom demos.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-07
  • S66 Uniform Combined State Law Examination
    2024-03-07

View on SEC IAPD

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