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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-19 |
| FL | RA | APPROVED | 2024-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Lake Worth | FL | 02/2017 | 04/2024 |
| Wells Fargo Bank Na | Lake Worth | FL | 07/2015 | 04/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Delray Beach | FL | 04/2024 | Present |
| Walmart | Greenacres | FL | 01/2019 | 03/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-01 |
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