Rose Guerlande Raphael

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 04/2024
  Wells Fargo Clearing Services, Llc.
  Lake Worth, FL
• 07/2015 → 04/2024
  Wells Fargo Bank Na
  Lake Worth, FL
• 04/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Delray Beach, FL
• 01/2019 → 03/2019
  Walmart
  Greenacres, FL

Previous Registrations

• 2021-09-21 → 2024-05-01
  Wells Fargo Clearing Services, Llc
  Lake Worth, FL
  Boca Raton, FL
  Delray Beach, FL

Exams

• S66 Uniform Combined State Law Examination
  2021-09-20
• S63 Uniform Securities Agent State Law Examination
  2017-06-01

Other Names

• Rose Raphael