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Ronald Fines

Brookstone Wealth Advisors, LLC

St Petersburg, FL

Wheaton, IL

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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-22
AK RA APPROVED 2024-02-08
KY RA APPROVED 2024-02-08
  • FL RA
    APPROVED
    Since 2024-02-22
  • AK RA
    APPROVED
    Since 2024-02-08
  • KY RA
    APPROVED
    Since 2024-02-08

Branch Locations

11300 4Th St N Ste 100, St Petersburg, FL 33716 • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Parcel Service Louisville KY 05/2005 Present
  • 05/2005 → Present
    United Parcel Service
    Louisville, KY
Other Businesses

Koch Financial Services LLC Investments - yes 11300 4th St N STE 100, ST PETERSBURG FL. 33716 Investments and Insurance Financial Advisor offering insurance Financial Advisor Training: 2/1/2024 40 hours 30 hours Once registered, will be a Financial Advisor aligned with the firm, and offer insurance products for the firm. United Parcel Services - Airline Pilot 802 Grade Lane, Louisville, KY 40213 Captain - responsible for safe, scheduled global airline operations in transportation of international goods Non-investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-20
  • S65 Uniform Investment Adviser Law Examination
    2023-07-20

View on SEC IAPD

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OSAIC WEALTH, INC.
HORNOR, TOWNSEND & KENT, LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
YALE CAPITAL CORP.
VICUS CAPITAL, INC.

Other Investors

WILLIAM LOUIS WATERS
JONATHON E TUFT
DANIEL SCOTT BARE
Salvatore DiNatale
WILLIAM LOUIS WATERS II
JOHN OLIVA
TINA LOUISE BOEVING
SEAN THOMAS REES

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · ST PETERSBURG, FL
OSAIC ADVISORY SERVICES, LLC · ST. PETERSBURG, FL
OSAIC WEALTH, INC. · St. Petersburg, FL
HORNOR, TOWNSEND & KENT, LLC · ST PETERSBURG, FL
EDWARD JONES · St Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · St. Petersburg, FL
YALE CAPITAL CORP. · ST. PETERSBURG, FL
OSAIC WEALTH, INC. · ST PETERSBURG, FL

More in St Petersburg, FL

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