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Joshua Mills

Fifth Third Securities, Inc.

Newburgh, IN

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-07-09
  • IN RA
    APPROVED
    Since 2024-07-09

Branch Locations

8422 Bell Oaks Drive, Newburgh, IN 47630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Newburgh IN 10/2022 Present
Acceptance Home Mortgage Evansville IN 03/2021 10/2022
Acropolis Evansville IN 06/2020 03/2021
Logans Roadhouse Evansville IN 11/2013 06/2020
Fifth Third Securities Newburgh IN 02/2024 Present
  • 10/2022 → Present
    Fifth Third Bank
    Newburgh, IN
  • 03/2021 → 10/2022
    Acceptance Home Mortgage
    Evansville, IN
  • 06/2020 → 03/2021
    Acropolis
    Evansville, IN
  • 11/2013 → 06/2020
    Logans Roadhouse
    Evansville, IN
  • 02/2024 → Present
    Fifth Third Securities
    Newburgh, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-08
S63 Uniform Securities Agent State Law Examination 2024-05-14
  • S65 Uniform Investment Adviser Law Examination
    2024-07-08
  • S63 Uniform Securities Agent State Law Examination
    2024-05-14

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MML INVESTORS SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

RICHARD EUGENE TENISON
WILLIAM O BAUMBERGER
KURT EDWARD DECKER
PAUL DOUGLAS WATZLAVIK
Joshua Alex Goben
Kenton Cottrell
Weston Stewart
BRENDA MIDDLETON MILLER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Newburgh, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Newburgh, IN
LPL FINANCIAL LLC · NEWBURGH, IN
CETERA INVESTMENT ADVISERS LLC · NEWBURGH, IN
EDWARD JONES · NEWBURGH, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Newburgh, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
AMERIPRISE FINANCIAL SERVICES, LLC · EVANSVILLE, IN

More in Newburgh, IN

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