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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-05 |
| IN | RA | APPROVED | 2025-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Newburgh | IN | 03/2016 | 05/2022 |
| Heritage Fcu | Newburgh | IN | 03/2016 | Present |
| Lpl Financial Llc | Newburgh | IN | 05/2022 | 12/2025 |
| Ameriprise Financial Services, Llc | Newburgh | IN | 12/2025 | Present |
Outside Employment; Heritage Federal Credit Union; Employed as financial advisor; Employed by Heritage Federal Credit Union as a financial advisor with Ameriprise.; 8266 Bell Oaks Dr, , Newburgh, IN, 47630; Not Investment-Related; 03/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-20 |
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