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Nicholas Andrew Van Fossen

Charles Schwab & Co., Inc.

Indianapolis, IN

CRD 7864151

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-01-17
  • IN RA
    APPROVED
    Since 2026-01-17

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snvf Capital Indianapolis IN 05/2020 03/2024
Full Time Education Bloomington IN 09/2016 05/2020
Boyd Gaming Las Vegas NV 05/2019 08/2019
Full Time Education Indianapolis IN 09/2012 09/2016
Charles Schwab & Co., Inc Indianapolis IN 03/2024 Present
Charles Schwab Bank, Ssb Indianapolis IN 03/2026 Present
  • 05/2020 → 03/2024
    Snvf Capital
    Indianapolis, IN
  • 09/2016 → 05/2020
    Full Time Education
    Bloomington, IN
  • 05/2019 → 08/2019
    Boyd Gaming
    Las Vegas, NV
  • 09/2012 → 09/2016
    Full Time Education
    Indianapolis, IN
  • 03/2024 → Present
    Charles Schwab & Co., Inc
    Indianapolis, IN
  • 03/2026 → Present
    Charles Schwab Bank, Ssb
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-16
S63 Uniform Securities Agent State Law Examination 2024-07-31
  • S66 Uniform Combined State Law Examination
    2026-01-16
  • S63 Uniform Securities Agent State Law Examination
    2024-07-31

View on SEC IAPD

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Nearby Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
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