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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-19 |
| MD | RA | APPROVED | 2024-11-14 |
Branch Locations
909 Rose Ave Ste 650 Suite 400, North Bethesda, MD 20852 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | North Bethesda | MD | 01/2024 | 11/2024 |
| Unemployment | Bethesda | MD | 07/2023 | 01/2024 |
| Boc International (China) Co., Ltd. | Beijing | 10/2022 | 07/2023 | |
| Bank Of China | Beijing | 04/2011 | 10/2022 | |
| The Prudential Insurance Company Of America | North Bethesda | MD | 05/2024 | Present |
| Lpl Enterprise, Llc | North Bethesda | MD | 11/2024 | Present |
1) Tsinghua Alumni Association in Greater Washington DC-Treasurer and board member-Non-Profit Board Member-Not inv related-At Silver Spring, MD-Start date 10/06/2025-5hrs/mth-0hrs/mth during trading 2) 11/04/2025-Allset Wealth-Co-founder/Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/03/2025-160hrs/mth-40hrs/mth during trading 3) 12/17/2025-Hua Sports-Treasurer-Non-Profit Board Member-Not Inv Related-At Herndon, VA-Start date 01/12/2026-4hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-19 |
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