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Shannon Michelle Lutze

Ameriprise Financial Services, LLC

Brookfield, WI

Sussex, WI

CRD 3212632

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-05-03
WI RA APPROVED 1999-07-14
  • TX RA
    APPROVED
    Since 2014-05-03
  • WI RA
    APPROVED
    Since 1999-07-14

Branch Locations

18200 W Capitol Dr Ste 203, Brookfield, WI 53045 • United States

Sussex, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brookfield WI 04/1999 03/2020
Ameriprise Financial Services, Llc Brookfield WI 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-13
  • S63 Uniform Securities Agent State Law Examination
    1999-07-13
Other Names
  • Shannon Lutze

View on SEC IAPD

Nearby Firms

ANNEX WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
MARINER

Nearby Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom

Nearby Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI

More in Brookfield, WI

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