Best Investors Account Sign in

Christopher John Arduini

Wells Fargo Clearing Services, LLC

Leesburg, VA

Mclean, VA

CRD 7863195

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-05-03
  • VA RA
    APPROVED
    Since 2024-05-03

Branch Locations

1616 Village Market Blvd Se, Leesburg, VA 20175 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Herndon VA 01/2024 Present
Wells Fargo Bank, Na Herndon VA 01/2024 Present
Unemployed Stephenson VA 04/2023 01/2024
Wells Fargo Bank, Na Stephenson VA 01/2022 04/2023
Wells Fargo Bank Na Winchester VA 11/2015 01/2022
  • 01/2024 → Present
    Herndon, VA
  • 01/2024 → Present
    Wells Fargo Bank, Na
    Herndon, VA
  • 04/2023 → 01/2024
    Unemployed
    Stephenson, VA
  • 01/2022 → 04/2023
    Wells Fargo Bank, Na
    Stephenson, VA
  • 11/2015 → 01/2022
    Wells Fargo Bank Na
    Winchester, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-03
S63 Uniform Securities Agent State Law Examination 2024-04-11
  • S65 Uniform Investment Adviser Law Examination
    2024-05-03
  • S63 Uniform Securities Agent State Law Examination
    2024-04-11
Other Names
  • Chris Arduini
  • Christopher J Arduini

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Leesburg, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor