Richard A. Osty

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Orland Park, IL
• 09/2009 → Present
  Jpmorgan Chase Bank, N.A.
  Orland Park, IL

Previous Registrations

• 2010-04-14 → 2012-10-01
  Chase Investment Services Corp.
  Orland Park, IL
  Matteson, IL
  Olympia Fields, IL

Other Businesses

ACTIVITY TYPE: 2 - OUTSIDE BUSINESS ACTIVITY WITH A GOVERNMENTAL ACTIVITY NAME OF ENTITY: VILLAGE OF TINLEY PARK POSITION: COMMISSIONER START DATE: 6/30/2017 ADDRESS: Tinley Park IL USA DETAILS: THE DUTIES WOULD BE TO ADVISE ON ECONOMIC BENEFITS OF BRINGING IN DIFFERENT BUSINESSES TO THE VILLAGE OF TINLEY PARK. HOURS DEDICATED (per month unless otherwise indicated): FEW HOURS PER MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams

• S66 Uniform Combined State Law Examination
  2010-04-12
• S63 Uniform Securities Agent State Law Examination
  2002-09-10

Other Names

• Rich Osty
• Richard Allen Osty