Auriauna Compton

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-02
CA	RA	APPROVED	2025-11-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	10/2021	Present
Unemployed	Lubbock	TX	05/2021	10/2021
Texas Tech University	Lubbock	TX	02/2020	05/2021
Texas Department Of Criminal Justice	Brownfield	TX	06/2018	02/2020
Walmart	Conroe	TX	09/2017	09/2018
Bath And Bodyworks	Conroe	TX	10/2017	09/2018
Sonic	Huntsville	TX	06/2015	09/2017
Communication Center For The Deaf And Hard Of Hearing	Lubbock	TX	03/2021	03/2021
Bank Of America, N.A.	Chandler	AZ	12/2025	Present

10/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
05/2021 → 10/2021

Unemployed

Lubbock, TX
02/2020 → 05/2021

Texas Tech University

Lubbock, TX
06/2018 → 02/2020

Texas Department Of Criminal Justice

Brownfield, TX
09/2017 → 09/2018

Walmart

Conroe, TX
10/2017 → 09/2018

Bath And Bodyworks

Conroe, TX
06/2015 → 09/2017

Sonic

Huntsville, TX
03/2021 → 03/2021

Communication Center For The Deaf And Hard Of Hearing

Lubbock, TX
12/2025 → Present

Bank Of America, N.A.

Chandler, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-15
S63	Uniform Securities Agent State Law Examination	2025-01-21

Other Firms