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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-31
  • TX RA
    APPROVED_RES
    Since 2012-07-31

Branch Locations

1300 Se Stark St Room 212, Portland, OR 97214-2472 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 09/2005 03/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 8020 N chicago, Portland, OR, , portland, OR, N/A, 97203; Not Investment-Related; 08/01/2006 / Single Family; 1400 NW Irving, 324, Portland, OR, , portland, or, N/A, 97209; Not Investment-Related; 12/29/2008.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-07
S63 Uniform Securities Agent State Law Examination 1999-05-25
  • S66 Uniform Combined State Law Examination
    2003-03-07
  • S63 Uniform Securities Agent State Law Examination
    1999-05-25

View on SEC IAPD

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