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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-03
KS RA APPROVED 2024-02-16
  • TX RA
    APPROVED
    Since 2024-09-03
  • KS RA
    APPROVED
    Since 2024-02-16

Branch Locations

215 W 2Nd St, Suite 4, Minneapolis, KS 67467 • United States

2036 South Ohio St, Salina, KS 67401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Salina KS 01/2024 Present
Kansas State University Manhattan KS 08/2015 05/2019
The Bennington State Bank Bennington KS 05/2017 08/2017
The Bennington State Bank Bennington KS 05/2018 08/2018
Bti Pratt KS 06/2019 06/2020
The Bennington State Bank Salina KS 06/2020 01/2024
Kansas State University Manhattan KS 01/2019 03/2019
Cool Enterprises Manhattan KS 03/2019 05/2019
  • 01/2024 → Present
    Salina, KS
  • 08/2015 → 05/2019
    Kansas State University
    Manhattan, KS
  • 05/2017 → 08/2017
    The Bennington State Bank
    Bennington, KS
  • 05/2018 → 08/2018
    The Bennington State Bank
    Bennington, KS
  • 06/2019 → 06/2020
    Bti
    Pratt, KS
  • 06/2020 → 01/2024
    The Bennington State Bank
    Salina, KS
  • 01/2019 → 03/2019
    Kansas State University
    Manhattan, KS
  • 03/2019 → 05/2019
    Cool Enterprises
    Manhattan, KS
Other Businesses

1.10/31/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nichols Financial, LLC; Investment Related; at Reported Business Location(s); Start Date 06/28/2024; 200hrs/mth; 6hrs during trading 2.04/30/2026; Lane Nichols - cattle; sole proprietorship/farm; Not Investment Related; Salina,KS; Start Date 10/27/2020; 4hrs/mth; 0hrs during trading 3.05/11/2026; Nichols Financial, LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/08/2026; 2hrs/mth; 2hrs during trading 4.08/10/2026; Nichols Financial, LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 09/01/2026; 1hrs/mth; 1hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-16
  • S66 Uniform Combined State Law Examination
    2024-02-16

View on SEC IAPD

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