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227 North Santa Fe, Salina, KS 67401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-02 |
| KS | RA | APPROVED | 2018-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Capital Management Of Kansas, Inc | Salina | KS | 03/2017 | 12/2021 |
| Sunflower Bank, N.A | Salina | KS | 05/2014 | 03/2017 |
| United Capital Insurance | Salina | KS | 03/2017 | Present |
| United Capital Trust, Inc. | Salina | KS | 03/2017 | Present |
| United Capital Management Of Kansas, Inc | Salina | KS | 12/2021 | Present |
| Ucm Fund Advisors, Llc | Salina | KS | 03/2024 | Present |
1. UCM FUND ADVISORS, LLC; INVESTMENT-RELATED; 227 N. SANTA FE, SUITE 309, SALINA, KS 67401; GENERAL PARTNER FOR THE RED NECK YACHT FUND, LP; CHIEF OPERATING OFFICER; START 03/2024; APPROX 5 HOURS PER MONTH; APPROX 0 HOURS PER MONTH DURING TRADING HOURS. 2. SELF-EMPLOYED AS A HIGH SCHOOL WRESTLING OFFICIAL; NOT INVESTMENT-RELATED; HIGH SCHOOL WRESTLING; WRESTLING OFFICIAL; START 11/2014; WINTER MONTHS ONLY - APPROX 5 HOURS PER MONTH; APPROX 0 HOURS PER MONTH DURING TRADING HOURS. 3. UNITED CAPITAL INSURANCE, LLC; INVESTMENT-RELATED; 227 N. SANTA FE, SUITE SALINA, KS 67401; INSURANCE SALES; INSURANCE AGENT; START 03/2017; APPROX 10 HOURS PER MONTH; APPROX 10 HOURS PER MONTH DURING TRADING HOURS 4. UNITED CAPITAL TRUST, INC.; NOT INVESTMENT-RELATED; 227 N. SANTA FE, SUITE SALINA, KS 67401; TRUST COMPANY; TRUST RELATIONSHIP MANAGER; START 03/2017; APPROX 10 HOURS PER MONTH; APPROX 10 HOURS PER MONTH DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-03 |
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