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Rocky Mountain Advisers, LLC CRD 148479
$3.15B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2121 E. Crawford Place, Salina, KS 67401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-21 |
| KS | RA | APPROVED | 2015-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rocky Mountain Advisers Llc | Salina | KS | 08/2013 | Present |
INSPECTION SERVICES LLC DBA HOUSEMASTER NOT INVESTMENT RELATED 1925 ROACH STREET, SALINA, KS 67401 COMMERCIAL AND RESIDENTIAL PROPERTY INSPECTION CO-OWNER/MANAGING MEMBER SINCE 07/01/2013 HOURS PER MONTH: 5-10 DURING SECURITIES TRADING HOURS: 0 DUTIES: BOOKKEEPING AND ADVERTISING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-09 |
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