Mark Joseph Halpin

Current Employers

Employment History

• 04/1999 → Present
  Mjh Insurance & Financial Services, Inc.
  Roeland Park, KS
• 12/2015 → 11/2018
  Signator Investors, Inc.
  Gardner, KS
• 11/2018 → 05/2019
  Royal Alliance Associates, Inc.
  Gardner, KS
• 05/2019 → Present
  Sa Stone Wealth Management Inc
  Gardner, KS
• 05/2019 → Present
  United Capital Management Of Kansas
  Salina, KS

Previous Registrations

• 2018-11-02 → 2019-05-21
  Osaic Wealth, Inc.
  Gardner, KS
  Grand Rapids, MI
• 2015-12-28 → 2018-11-02
  Signator Investors, Inc.
  Gardner, KS
  Grand Rapids, MI
• 2006-09-01 → 2015-12-28
  Signator Financial Services, Inc.
  Gardner, KS
  Gardner, KS
• 2005-04-29 → 2006-08-31
  Park Avenue Securities Llc
  Overland Park, KS
  Overland Park, KS

Other Businesses

1) MJH Insurance & Financial Services, Inc. Nature of Business: Independent Insurance Agency Investment Related: Non-Investment Related Title: President Duties: President Start Date: 03/25/1999 Hours Devoted to Business: 50 Hours Devoted to Business during Market Hours: 8 2)United Capital Trust Inc Nature of Business: Trust Relationship management services Investment Related: Non-Investment Related Title: Trust Relationship Manager for National Advisors Trust Company, FSB Duties: Trust Relationship Manager Start Date: 05/21/2019 Approximate Hours Devoted to Business: 1 Approximate Hours Devoted to Business during Market Hours: 1 3)United Capital Management of Kansas Inc - Brokerage Nature of Business: Investment Investment Related: Yes Title: Financial Advisor Duties: Registered Representative Start Date: 05/21/2019 Hours Devoted to Business: 10 Hours Devoted to Business during Market Hours: 3 4) United Capital Insurance 104 E Iron Ave Salina, KS 67401 Nature of Business: Insurance Agency Investment Related: Non-Investment Related Title: Agent Duties: Agent Start Date: 05/21/2019 Approximate Hours Devoted to Business: 4 Approximate Hours Devoted to Business during Market Hours: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-01
• S66 Uniform Combined State Law Examination
  2003-09-05
• S63 Uniform Securities Agent State Law Examination
  1996-07-02