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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-13 |
| TX | RA | APPROVED | 2026-01-13 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 09/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 09/2025 | Present |
| Lpl Financial | Fort Mill | SC | 01/2024 | 09/2025 |
| Charlotte Mecklenburg Schools | Charlotte | NC | 08/2021 | 01/2024 |
| Unemployed | Charlotte | NC | 05/2021 | 08/2021 |
| Arizona State University | Phoenix | AZ | 01/2021 | 05/2021 |
| Boys And Girls Club Of Greater Scottsdale | Phoenix | AZ | 04/2018 | 12/2020 |
| Pima Community College | Phoenix | AZ | 01/2018 | 08/2018 |
| Blue Steel Security | Phoenix | AZ | 03/2016 | 11/2017 |
| Arizona State University | Phoenix | AZ | 01/2019 | 05/2021 |
| Alexanders Bbq Llc | Charlotte | NC | 10/2024 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 01/2026 | Present |
NAME OF BUSINESS: ALEXANDERS BBQ LLC NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FOOD AND BEVERAGE POSITION: OWNER START DATE: 10/2024 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-10 |
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