Doran Joseph Adhami

Employer firm

United Global Advisors, LLC CRD 167809

$45.4M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  United Global Advisors, Llc
  Beverly Hills, CA
• 08/2016 → 10/2017
  Boustead Securities, Llc
  Irvine, CA
• 09/2019 → Present
  Boustead Securities, Llc
  Irvine, CA
• 11/2013 → Present
  Ace Of Swords Slp, Llc
  Beverly Hills, CA
• 01/2017 → Present
  Star Realty & Management Co
  Beverly Hills, CA

Previous Registrations

• 2005-09-09 → 2013-07-08
  Ubs Financial Services Inc.
  Beverly Hills, CA
  Beverly Hills, CA
• 1999-11-29 → 2005-09-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA

Other Businesses

1 - Magbit Foundation, No IR, Beverly Hills, CA, Board Member, Non-Profit, 1/1/94, 4 hrs/mth. 2 - Ace of Swords SLP, LLC & Ace of Swords LP, IR, Beverly Hills, CA, Portfolio Manager, Member and Owner, Hedge Fund, 11/2013, 15 hrs/mth. 3 - United Global Advisors, LLC, IR, Beverly Hills, CA, Owner, IA, 6/2013, 25 hrs/mth. 4 - The Agency / not investment related / 331 Foothill Road Beverly Hills, CA 90212 / Real Estate License / start date 10/17/2025 / 10 hours per month

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-08
• S63 Uniform Securities Agent State Law Examination
  1999-09-10