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Sandra Lee Higgins

Capstone Financial Advisors Inc

Downers Grove, IL

CRD 7860385

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Employer firm

Capstone Financial Advisors Inc CRD 109341

$2.87B regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Capstone Financial Advisors Inc

2001 Butterfield Road Suite 1750, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-13
TX RA APPROVED 2024-02-13
  • IL RA
    APPROVED
    Since 2024-02-13
  • TX RA
    APPROVED
    Since 2024-02-13

Branch Locations

2001 Butterfield Road Suite 1750, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capstone Financial Advisors, Inc. Downers Grove IL 01/2010 Present
Designations
  • Certified Financial Planner
Other Names
  • Sandy Pankow
  • Sandy L. Higgins
  • Sandy Higgins

View on SEC IAPD

Nearby Firms

JMG FINANCIAL GROUP LTD
ARBOR FINANCIAL SERVICES, LLC
FELDMAN, INGARDONA & CO

Nearby Investors

OSCAR HERNON CANTU
MELISSA ASHBEY WALSH
Brian Christopher VanBuren

Nearby Offices

JMG FINANCIAL GROUP LTD · DOWNERS GROVE, IL
ARBOR FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
FELDMAN, INGARDONA & CO · DOWNERS GROVE, IL

More in Downers Grove, IL

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