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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-04-04
TX RA APPROVED 2024-04-04
  • NE RA
    APPROVED
    Since 2024-04-04
  • TX RA
    APPROVED
    Since 2024-04-04

Branch Locations

13030 Pierce Street Suite 201, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hy-Vee Omaha NE 12/2007 08/2018
Fiserv Omaha NE 08/2018 01/2024
Stifel Omaha NE 01/2024 Present
  • 12/2007 → 08/2018
    Hy-Vee
    Omaha, NE
  • 08/2018 → 01/2024
    Fiserv
    Omaha, NE
  • 01/2024 → Present
    Stifel
    Omaha, NE
Other Businesses

1. Memories For Kids; 10730 Pacific St STE 040 Omaha NE 68114; Nonprofit who's mission is to create lifelong memories for children who have a parent with stage IV cancer; Governing Board Member; Meet with other board members to discuss how to further the non profit so that we can create as many memories for children as possible; 01/01/2025; 2 hrs/month; During securities trading hours; Not Investment-Related 2. Memories For Kids; 10730 Pacific St STE 040 Omaha NE 68114; Non-profit that provides memories for kids of parents who have stage 4 cancer; VP of Fundraising; Will lead a quarterly meeting with the fundraising team where we will discuss and plan activities and events to help raise funds for the organization; 01/07/2026; 5hrs/qtr; Not during securities trading hours; Not Investment-Related 3. Davis Boxing Club; 3612 S. 116th Ave Omaha, NE 68144; To empower Omaha youth through boxing, discipline and mentorship in a safe, structured environment; Secretary/Board of directors; Taking down the board minutes and submitting to the rest of the board. Responsibilities will be helping get the word out about it as it is a brand new non-profit; 11/10/2025; 4hrs/mth; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-03
  • S66 Uniform Combined State Law Examination
    2024-04-03

View on SEC IAPD

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