Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-10 |
| WA | RA | APPROVED | 2018-06-19 |
Branch Locations
2890 Sw Barton St, Seattle, WA 98126 • United States
2610 California Ave Sw, Seattle, WA 98116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Tacoma | WA | 08/2003 | 02/2018 |
| Td Ameritrade, Inc. | Olympia | WA | 02/2018 | 06/2018 |
| Td Ameritrade Investment Management, Llc | Olympia | WA | 02/2018 | 06/2018 |
| Scottrade Investment Management | Tacoma | WA | 02/2017 | 02/2018 |
| Jp Morgan Chase Bank, N.A. | Seattle | WA | 06/2018 | Present |
| Jp Morgan Securities, Llc | Seattle | WA | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-03 |
Reach out to this advisor