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Tracey Fawn Marshall

Pfs Investments Inc.

Louisville, KY

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-24
  • KY RA
    APPROVED
    Since 2025-01-24

Branch Locations

12700 Townpark Way Suite 309, Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Louisville KY 10/2023 Present
Pfs Investments Inc. Louisville KY 03/2024 Present
Personal Best Llc Louisville KY 07/2023 10/2023
Louisville Learning Llc Louisville KY 09/2023 10/2023
Homemaker Waddy KY 03/2020 07/2023
Jewish Hospital Shelbyville KY 06/2017 03/2020
Galen College Of Nursing Louisville KY 12/2014 12/2017
  • 10/2023 → Present
    Primerica Financial Services
    Louisville, KY
  • 03/2024 → Present
    Louisville, KY
  • 07/2023 → 10/2023
    Personal Best Llc
    Louisville, KY
  • 09/2023 → 10/2023
    Louisville Learning Llc
    Louisville, KY
  • 03/2020 → 07/2023
    Homemaker
    Waddy, KY
  • 06/2017 → 03/2020
    Jewish Hospital
    Shelbyville, KY
  • 12/2014 → 12/2017
    Galen College Of Nursing
    Louisville, KY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-30
S63 Uniform Securities Agent State Law Examination 2024-04-08
  • S65 Uniform Investment Adviser Law Examination
    2024-12-30
  • S63 Uniform Securities Agent State Law Examination
    2024-04-08
Other Names
  • Tracey Hottel
  • Tracey Frey
  • Tracey Marshall

View on SEC IAPD

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