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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-17
  • NY RA
    APPROVED
    Since 2025-10-17

Branch Locations

6 Tower Place, Albany, NY 12203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Albany NY 02/2024 Present
Wps Holdings Albany NY 01/2022 01/2024
Mercury Screen Printing Albany NY 06/2017 02/2020
Niskayuna High School Niskayuna NY 10/2014 06/2018
Marist College Poughkeepsie NY 09/2018 12/2021
  • 02/2024 → Present
    Albany, NY
  • 01/2022 → 01/2024
    Wps Holdings
    Albany, NY
  • 06/2017 → 02/2020
    Mercury Screen Printing
    Albany, NY
  • 10/2014 → 06/2018
    Niskayuna High School
    Niskayuna, NY
  • 09/2018 → 12/2021
    Marist College
    Poughkeepsie, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-17
  • S66 Uniform Combined State Law Examination
    2025-10-17

View on SEC IAPD

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