Best Investors Account Sign in

Nicholas Margiotta

J.P. Morgan Securities LLC

West Harrison, NY

West Harrison, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-09
NY RA APPROVED 2025-04-08
TX RA APPROVED 2025-04-08
  • NJ RA
    APPROVED
    Since 2025-04-09
  • NY RA
    APPROVED
    Since 2025-04-08
  • TX RA
    APPROVED
    Since 2025-04-08

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Carmel NY 02/2024 11/2024
Hudson Valley Fcu Carmel NY 01/2024 11/2024
Putnam County Golf Course Mahopac NY 08/2017 12/2023
J.P. Morgan Securities Llc West Harrison NY 11/2024 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 11/2024 Present
Truvium Capital Partners Armonk NY 05/2021 08/2022
Massachusetts Mutual Life Insurance Co Springfield MA 06/2020 10/2024
Bedford Golf And Tennis Club Bedford NY 09/2023 12/2023
Tg Administration Llc Scottsdale AZ 09/2023 12/2023
Unemployed Mahopac NY 11/2014 07/2017
  • 02/2024 → 11/2024
    Lpl Financial Llc
    Carmel, NY
  • 01/2024 → 11/2024
    Hudson Valley Fcu
    Carmel, NY
  • 08/2017 → 12/2023
    Putnam County Golf Course
    Mahopac, NY
  • 11/2024 → Present
    J.P. Morgan Securities Llc
    West Harrison, NY
  • 11/2024 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
  • 05/2021 → 08/2022
    Truvium Capital Partners
    Armonk, NY
  • 06/2020 → 10/2024
    Massachusetts Mutual Life Insurance Co
    Springfield, MA
  • 09/2023 → 12/2023
    Bedford Golf And Tennis Club
    Bedford, NY
  • 09/2023 → 12/2023
    Tg Administration Llc
    Scottsdale, AZ
  • 11/2014 → 07/2017
    Unemployed
    Mahopac, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-08
  • S66 Uniform Combined State Law Examination
    2025-04-08
Other Names
  • Nicholas Antonio Margiotta
  • Nicholas Margiotta

View on SEC IAPD

Other Firms

FOREPONT CAPITAL LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC
SUMMIT FINANCIAL, LLC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
TD PRIVATE CLIENT WEALTH LLC

Other Investors

RICHARD PETER ADLER
BRUCE IRA GREENBERG
George L Rioseco
Nicholas E Simini
Michael Caputo
ANTHONY P LONGOBUCCO
Michael Nelson
Daniel Sirota

Other Offices

FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY
SUMMIT FINANCIAL, LLC · WHITE PLAINS, NY
OSAIC WEALTH, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY

More in West Harrison, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor