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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-10-24
  • AL RA
    APPROVED
    Since 2024-10-24

Branch Locations

1143 1St Ave S Suite 107, Birmingham, AL 35233 • United States

Leeds, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Birmingham AL 02/2024 Present
Massmutual Life Insurance Co Birmingham AL 09/2022 Present
The Piedmont Group Birmingham AL 05/2022 02/2024
Auburn University Auburn AL 08/2017 05/2022
Stables Of Shiloh Farms Camp Hill AL 06/2021 01/2022
Auburn University Auburn AL 06/2016 07/2017
Decatur Heritage Christian Academy Decatur AL 01/2014 05/2016
  • 02/2024 → Present
    Birmingham, AL
  • 09/2022 → Present
    Massmutual Life Insurance Co
    Birmingham, AL
  • 05/2022 → 02/2024
    The Piedmont Group
    Birmingham, AL
  • 08/2017 → 05/2022
    Auburn University
    Auburn, AL
  • 06/2021 → 01/2022
    Stables Of Shiloh Farms
    Camp Hill, AL
  • 06/2016 → 07/2017
    Auburn University
    Auburn, AL
  • 01/2014 → 05/2016
    Decatur Heritage Christian Academy
    Decatur, AL
Other Businesses

NAME: COLBY STANFORD INV REL: Y ADD: 1143 FIRST AVE S, SUITE 107, BIRMINGHAM, AL 35233 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 10/01/2024 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DUTIES: LIFE, DISABILITY, FIXED ANNUITIES, AND LONG-TERM CARE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-17
S63 Uniform Securities Agent State Law Examination 2024-04-12
  • S65 Uniform Investment Adviser Law Examination
    2024-10-17
  • S63 Uniform Securities Agent State Law Examination
    2024-04-12
Other Names
  • Colby Wooten

View on SEC IAPD

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