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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-28
  • TX RA
    APPROVED
    Since 2026-01-28

Branch Locations

3508 Far West Blvd Suite 160, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regents School Of Austin Austin TX 08/2014 05/2019
University Of Texas At Austin Austin TX 08/2019 12/2023
Office Of Inspector General Austin TX 06/2023 08/2023
Cyclebar Austin TX 09/2023 11/2023
Charles Schwab Austin TX 09/2023 02/2024
Charles Schwab & Co., Inc. Austin TX 01/2024 11/2024
Raymond James Financial Services, Inc. Austin TX 11/2024 08/2025
Ciani Thomas Financial Austin TX 09/2025 Present
Raymond James Financial Services, Inc. Austin TX 09/2025 Present
Raymond James Financial Services Advisors, Inc. Austin TX 01/2026 Present
  • 08/2014 → 05/2019
    Regents School Of Austin
    Austin, TX
  • 08/2019 → 12/2023
    University Of Texas At Austin
    Austin, TX
  • 06/2023 → 08/2023
    Office Of Inspector General
    Austin, TX
  • 09/2023 → 11/2023
    Cyclebar
    Austin, TX
  • 09/2023 → 02/2024
    Charles Schwab
    Austin, TX
  • 01/2024 → 11/2024
    Charles Schwab & Co., Inc.
    Austin, TX
  • 11/2024 → 08/2025
    Raymond James Financial Services, Inc.
    Austin, TX
  • 09/2025 → Present
    Ciani Thomas Financial
    Austin, TX
  • 09/2025 → Present
    Raymond James Financial Services, Inc.
    Austin, TX
  • 01/2026 → Present
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-12
S63 Uniform Securities Agent State Law Examination 2024-06-13
  • S66 Uniform Combined State Law Examination
    2026-01-12
  • S63 Uniform Securities Agent State Law Examination
    2024-06-13
Other Names
  • Ani Jersey-Riggs Rice

View on SEC IAPD

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