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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-20
  • TX RA
    APPROVED
    Since 2024-08-20

Branch Locations

Two Barton Skyway 1601 South Mopac Expressway, Su, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B M Investing Houston TX 07/2021 03/2023
Cinemark Theaters Roanoke TX 05/2019 08/2019
Nfi Industries Roanoke TX 06/2016 08/2018
North Star Resource Group Austin TX 06/2023 08/2023
Unemployed Houston TX 08/2019 06/2021
Unemployed Trophy Club TX 08/2018 05/2019
Unemployed Houston TX 08/2023 02/2024
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2024 Present
  • 07/2021 → 03/2023
    B M Investing
    Houston, TX
  • 05/2019 → 08/2019
    Cinemark Theaters
    Roanoke, TX
  • 06/2016 → 08/2018
    Nfi Industries
    Roanoke, TX
  • 06/2023 → 08/2023
    North Star Resource Group
    Austin, TX
  • 08/2019 → 06/2021
    Unemployed
    Houston, TX
  • 08/2018 → 05/2019
    Unemployed
    Trophy Club, TX
  • 08/2023 → 02/2024
    Unemployed
    Houston, TX
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: B M INVESTING; INVESTMENT RELATED: NO; ADDRESS: HOUSTON, TX 77025; NATURE OF BUSINESS: STUDENT SUMMER STORAGE COMPANY; START DATE: 07/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MANAGE THE PROJECTS WE TAKE ON AND ADVERTISING. COLLECTED STUDENTS ITEMS AND STORED THEM FOR THE SUMMER; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE INSURANCE, SECURITIES AND PLANNING BUSINESS UNDER THE NORTH STAR RESOURCE GROUP BRAND; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND PLANNING BUSINESS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-16
  • S66 Uniform Combined State Law Examination
    2024-05-16

View on SEC IAPD

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