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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-06
AZ RA APPROVED 2025-02-24
NM RA APPROVED 2025-02-12
  • TX RA
    APPROVED
    Since 2025-11-06
  • AZ RA
    APPROVED
    Since 2025-02-24
  • NM RA
    APPROVED
    Since 2025-02-12

Branch Locations

6000 Uptown Blvd Ne Ste 100, Albuquerque, NM 87110 • United States

Tempe, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gateway Financial Advisors Albuquerque NM 01/2024 Present
F&G Annuities And Life Des Moines IA 02/2019 01/2024
Iowa State University Ames IA 06/2018 12/2018
Kingland Systems Ames IA 04/2017 01/2018
Cambridge Investment Research, Inc. Fairfield IA 01/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2024 Present
Iowa State University Ames IA 08/2014 12/2018
Unemployed Des Moines IA 12/2018 02/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2025 Present
  • 01/2024 → Present
    Gateway Financial Advisors
    Albuquerque, NM
  • 02/2019 → 01/2024
    F&G Annuities And Life
    Des Moines, IA
  • 06/2018 → 12/2018
    Iowa State University
    Ames, IA
  • 04/2017 → 01/2018
    Kingland Systems
    Ames, IA
  • 01/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2014 → 12/2018
    Iowa State University
    Ames, IA
  • 12/2018 → 02/2019
    Unemployed
    Des Moines, IA
  • 02/2025 → Present
    Fairfield, IA
Other Businesses

1) GATEWAY FINANCIAL ADVISORS, LLC, 6000 Uptown Blvd NE, Ste 100, Albuquerque NM 87110, 03/2025, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 5 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 02/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-04
  • S66 Uniform Combined State Law Examination
    2025-02-04

View on SEC IAPD

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