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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-04-25
  • OH RA
    APPROVED
    Since 2024-04-25

Branch Locations

2299 Miamisburg Centerville Road, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Corient Columbus OH 11/2020 12/2023
Self-Employed Oakwood OH 01/2023 Present
Continental Office Columbus OH 06/2020 09/2020
Cooper Farms St. Henry OH 03/2020 06/2020
Ohio State University Housing And Residence Education Columbus OH 09/2019 03/2020
Cooper Farms St. Henry OH 05/2019 08/2019
Cotterman Roofing Minster OH 06/2018 08/2018
St. Henry Schools St. Henry OH 01/2014 05/2018
The Ohio State University Columbus OH 08/2018 05/2021
Mcgillivary & Ippisch Wealth Advisors Dayton OH 01/2024 Present
Raymond James Financial Services, Inc. Dayton OH 01/2024 Present
Curtis Uhlenhake Oakwood OH 01/2023 Present
Raymond James Financial Services Advisors, Inc Dayton OH 04/2024 Present
  • 11/2020 → 12/2023
    Corient
    Columbus, OH
  • 01/2023 → Present
    Self-Employed
    Oakwood, OH
  • 06/2020 → 09/2020
    Continental Office
    Columbus, OH
  • 03/2020 → 06/2020
    Cooper Farms
    St. Henry, OH
  • 09/2019 → 03/2020
    Ohio State University Housing And Residence Education
    Columbus, OH
  • 05/2019 → 08/2019
    Cooper Farms
    St. Henry, OH
  • 06/2018 → 08/2018
    Cotterman Roofing
    Minster, OH
  • 01/2014 → 05/2018
    St. Henry Schools
    St. Henry, OH
  • 08/2018 → 05/2021
    The Ohio State University
    Columbus, OH
  • 01/2024 → Present
    Mcgillivary & Ippisch Wealth Advisors
    Dayton, OH
  • 01/2024 → Present
    Raymond James Financial Services, Inc.
    Dayton, OH
  • 01/2023 → Present
    Curtis Uhlenhake
    Oakwood, OH
  • 04/2024 → Present
    Dayton, OH
Other Businesses

1. McGillivary & Ippisch Wealth Advisors Not investment related Dayton, Ohio DBA/Support Company Advisor Started: 01/2/2024 0 hrs per month 0 hrs during trading hrs 2. Basketball Referee Independent Contractor Non-investment related 309 Hadley Avenue, Oakwood, Ohio 45419 Officiate basketball games for local area junior high and high schools during the evenings and weekends. 20 hours per month 0 hours per month during trading hours (3) (1) Name of Business: Curtis Uhlenhake Address: 309 Hadley Ave, Oakwood, OH, 45419, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 01/31/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Basketball Official for local Schools and Organizations

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-22
  • S63 Uniform Securities Agent State Law Examination
    2024-03-22
Designations
Other Names
  • Curtis Uhlenhake

View on SEC IAPD

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