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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-04-25 |
Branch Locations
2299 Miamisburg Centerville Road, Dayton, OH 45459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corient | Columbus | OH | 11/2020 | 12/2023 |
| Self-Employed | Oakwood | OH | 01/2023 | Present |
| Continental Office | Columbus | OH | 06/2020 | 09/2020 |
| Cooper Farms | St. Henry | OH | 03/2020 | 06/2020 |
| Ohio State University Housing And Residence Education | Columbus | OH | 09/2019 | 03/2020 |
| Cooper Farms | St. Henry | OH | 05/2019 | 08/2019 |
| Cotterman Roofing | Minster | OH | 06/2018 | 08/2018 |
| St. Henry Schools | St. Henry | OH | 01/2014 | 05/2018 |
| The Ohio State University | Columbus | OH | 08/2018 | 05/2021 |
| Mcgillivary & Ippisch Wealth Advisors | Dayton | OH | 01/2024 | Present |
| Raymond James Financial Services, Inc. | Dayton | OH | 01/2024 | Present |
| Curtis Uhlenhake | Oakwood | OH | 01/2023 | Present |
| Raymond James Financial Services Advisors, Inc | Dayton | OH | 04/2024 | Present |
1. McGillivary & Ippisch Wealth Advisors Not investment related Dayton, Ohio DBA/Support Company Advisor Started: 01/2/2024 0 hrs per month 0 hrs during trading hrs 2. Basketball Referee Independent Contractor Non-investment related 309 Hadley Avenue, Oakwood, Ohio 45419 Officiate basketball games for local area junior high and high schools during the evenings and weekends. 20 hours per month 0 hours per month during trading hours (3) (1) Name of Business: Curtis Uhlenhake Address: 309 Hadley Ave, Oakwood, OH, 45419, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 01/31/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Basketball Official for local Schools and Organizations
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-22 |
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