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Mitchell R Zapka

Morgan Stanley

Kingston, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-05
NY RA APPROVED 2025-11-11
  • TX RA
    APPROVED
    Since 2025-12-05
  • NY RA
    APPROVED
    Since 2025-11-11

Branch Locations

91 North Front Street, Kingston, NY 12401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thinkequity Llc New York NY 01/2024 03/2025
Wallkill Valley Federal Savings And Loan Wallkill NY 07/2022 12/2023
Carry Out Kings New Paltz NY 05/2020 02/2022
The Station New Paltz NY 08/2016 08/2020
Suny Oswego Oswego NY 02/2022 08/2022
Morgan Stanley Kingston NY 10/2025 Present
Powelton Club Newburgh NY 04/2025 08/2025
  • 01/2024 → 03/2025
    Thinkequity Llc
    New York, NY
  • 07/2022 → 12/2023
    Wallkill Valley Federal Savings And Loan
    Wallkill, NY
  • 05/2020 → 02/2022
    Carry Out Kings
    New Paltz, NY
  • 08/2016 → 08/2020
    The Station
    New Paltz, NY
  • 02/2022 → 08/2022
    Suny Oswego
    Oswego, NY
  • 10/2025 → Present
    Morgan Stanley
    Kingston, NY
  • 04/2025 → 08/2025
    Powelton Club
    Newburgh, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-07
S63 Uniform Securities Agent State Law Examination 2024-03-28
  • S65 Uniform Investment Adviser Law Examination
    2025-08-07
  • S63 Uniform Securities Agent State Law Examination
    2024-03-28
Other Names
  • Mitchell R Zapka
  • Mitchell Ryan Zapka

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
PROSPECT STREET HOLDINGS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Cynthia Troeger
MARISSA INTERRANTE
FREDERICK PAUL WOODS
RICHARD DANIEL MARR
Christine Lynn Klee
SHAHEEN E SOLTANKHAH
Melanie Julia Hammond
KENNETH KIRK BEESMER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
CETERA INVESTMENT ADVISERS LLC · KINGSTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
MML INVESTORS SERVICES, LLC · KINGSTON, NY
PROSPECT STREET HOLDINGS, LLC · KINGSTON, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Kingston, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · KINGSTON, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Kingston, NY

More in Kingston, NY

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