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Naveed Alejandro Ahmed

Cetera Investment Advisers LLC

Tampa, FL

CRD 7855328

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-30
  • FL RA
    APPROVED
    Since 2024-10-30

Branch Locations

3816 W De Leon Street Unit #1, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Columbus OH 12/2023 01/2024
Hc Way Columbus OH 09/2017 11/2023
Cazuelas Mexican Cantina Columbus OH 06/2017 09/2017
Unemployed Akron OH 07/2016 06/2017
Cetera Advisor Networks Llc El Segundo CA 01/2024 07/2024
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Gain Strategies Wealth Management Tampa FL 01/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2024 Present
  • 12/2023 → 01/2024
    Unemployed
    Columbus, OH
  • 09/2017 → 11/2023
    Hc Way
    Columbus, OH
  • 06/2017 → 09/2017
    Cazuelas Mexican Cantina
    Columbus, OH
  • 07/2016 → 06/2017
    Unemployed
    Akron, OH
  • 01/2024 → 07/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2024 → Present
    Gain Strategies Wealth Management
    Tampa, FL
  • 10/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SUMMIT FINANCIAL NETWORKS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP:FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: ASSISTANT TO FINANCIAL ADVISOR MANSOOR AHMED, CLERICAL DUTIES, PAPERWORK, OFFICEWORK 2. 1. NAME OF OTHER BUSINESS: GAIN STRATEGIES WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: ASSISTANT TO FINANCIAL ADVISOR MANSOOR AHMED, CLERICAL DUTIES, PAPERWORK, OFFICEWORK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-18
  • S66 Uniform Combined State Law Examination
    2024-10-18

View on SEC IAPD

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