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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-30 |
Branch Locations
3816 W De Leon Street Unit #1, Tampa, FL 33609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Columbus | OH | 12/2023 | 01/2024 |
| Hc Way | Columbus | OH | 09/2017 | 11/2023 |
| Cazuelas Mexican Cantina | Columbus | OH | 06/2017 | 09/2017 |
| Unemployed | Akron | OH | 07/2016 | 06/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2024 | 07/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2024 | Present |
| Gain Strategies Wealth Management | Tampa | FL | 01/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2024 | Present |
1. NAME OF OTHER BUSINESS: SUMMIT FINANCIAL NETWORKS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP:FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: ASSISTANT TO FINANCIAL ADVISOR MANSOOR AHMED, CLERICAL DUTIES, PAPERWORK, OFFICEWORK 2. 1. NAME OF OTHER BUSINESS: GAIN STRATEGIES WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: ASSISTANT TO FINANCIAL ADVISOR MANSOOR AHMED, CLERICAL DUTIES, PAPERWORK, OFFICEWORK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-18 |
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