Alfredo Ochoa Luna

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-13
NM	RA	APPROVED	2024-04-05

TX RA
APPROVED

Since 2024-04-13
NM RA
APPROVED

Since 2024-04-05

Branch Locations

510 N Guadalupe Suite L, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2024	Present
The Club At Las Campanas	Santa Fe	NM	07/2018	01/2024
Amazon	Santa Fe	NM	10/2023	01/2024
Sears	Santa Fe	NM	05/2017	08/2017
Princeton University	Princeton	NJ	09/2019	05/2023
Unemployed Full-Time Student	Santa Fe	NM	01/2014	05/2017
Unemployed Full-Time Student	Santa Fe	NM	08/2017	07/2018

01/2024 → Present

Edward Jones

St Louis, MO
07/2018 → 01/2024

The Club At Las Campanas

Santa Fe, NM
10/2023 → 01/2024

Amazon

Santa Fe, NM
05/2017 → 08/2017

Sears

Santa Fe, NM
09/2019 → 05/2023

Princeton University

Princeton, NJ
01/2014 → 05/2017

Unemployed Full-Time Student

Santa Fe, NM
08/2017 → 07/2018

Unemployed Full-Time Student

Santa Fe, NM

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-01

S66 Uniform Combined State Law Examination

2024-04-01

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

G. ALLEN FINANCIAL INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

EP WEALTH ADVISORS

UBS FINANCIAL SERVICES INC.

RAYMOND JAMES & ASSOCIATES, INC.

EDDIE HAGGAR CAPITAL MGT, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ

ANTONIO CARLOS LOPEZ

ROBERT CALDER STACK

BRUCE HOWARD GALPERT

JESSICA LEIGH MARLOWE

QUENTIN JOHN HEFFRON

JOHN BARRY GERST

JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM

G. ALLEN FINANCIAL INC. · SANTA FE, NM

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM

EP WEALTH ADVISORS · Santa Fe, NM

UBS FINANCIAL SERVICES INC. · SANTA FE, NM

RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

EDDIE HAGGAR CAPITAL MGT, INC. · SANTA FE, NM

More in Santa Fe, NM

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