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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-10-30 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
2018 Medical Center Pkwy #B134, Murfreesboro, TN 37129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial & Tax Architects, Llc | St. Louis | MO | 01/2024 | 07/2024 |
| Self-Employed | Murfreesboro | TN | 08/2020 | Present |
| Gosimer Llc | Dickson | TN | 02/2016 | 10/2020 |
| Dti / Epiq | Atlanta | GA | 05/2013 | 12/2017 |
| Foundations Investment Advisors Llc | Phoenix | AZ | 10/2025 | Present |
1. ROTHROCK WEALTH AND RETIREMENT STRATEGIES, LLC; INVESTMENT-RELATED; 3429 BROOKBERRY LN, MURFREESBORO, TN 37128; INSURANCE; INDEPENDENT LIFE INSURANCE PRODUCER; PROSPECT NEW BUSINESS AND ADVISE ON BENEFITS; START 09/2020; 20-40 HOURS PER WEEK; 10 HOURS DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-21 |
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