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Michael Ray Sierra

1900 Wealth

San Antonio, TX

CRD 3211631

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Employer firm

1900 Wealth CRD 175346

$3.07B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
1900 Wealth

1900 Broadway Suite 900, San Antonio, TX 78215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-29
  • TX RA
    APPROVED
    Since 2023-03-29

Branch Locations

1900 Broadway Suite 900, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1900 Wealth Management Llc San Antonio TX 03/2023 Present
First Financial Trust & Asset Management San Antonio TX 11/2019 03/2023
Argent Trust Company San Antonio TX 07/2012 10/2019
  • 03/2023 → Present
    1900 Wealth Management Llc
    San Antonio, TX
  • 11/2019 → 03/2023
    First Financial Trust & Asset Management
    San Antonio, TX
  • 07/2012 → 10/2019
    Argent Trust Company
    San Antonio, TX
Designations
  • Certified Financial Planner
Other Names
  • Mike Sierra

View on SEC IAPD

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