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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-11
MN RA APPROVED 2024-07-15
  • TX RA
    APPROVED
    Since 2024-11-11
  • MN RA
    APPROVED
    Since 2024-07-15

Branch Locations

701 Xenia Ave. S. Suite 550, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smsu Marshall MN 08/2020 01/2024
Chartwells Food Service Marshall MN 08/2019 05/2021
Houston Community College Houston TX 05/2017 08/2019
College St Francois De Salles Lubumbashi 09/2009 05/2017
Thrivent Investment Management Inc. Golden Valley MN 02/2024 Present
Thrivent Financial Appleton WI 07/2024 11/2024
Thrivent Financial Appleton WI 11/2024 Present
  • 08/2020 → 01/2024
    Smsu
    Marshall, MN
  • 08/2019 → 05/2021
    Chartwells Food Service
    Marshall, MN
  • 05/2017 → 08/2019
    Houston Community College
    Houston, TX
  • 09/2009 → 05/2017
    College St Francois De Salles
    Lubumbashi
  • 02/2024 → Present
    Golden Valley, MN
  • 07/2024 → 11/2024
    Thrivent Financial
    Appleton, WI
  • 11/2024 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

SEVITA POSITION: Direct Support Professional NATURE: Provide home and community-based specialty healthcare. INVESTMENT RELATED: No NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 0 START DATE: 06/08/2021 ADDRESS: 408 E Main St, Marshall MN 56258, United States DESCRIPTION: Support individuals with intellectual or developmental disabilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-12
S63 Uniform Securities Agent State Law Examination 2024-06-28
  • S66 Uniform Combined State Law Examination
    2024-07-12
  • S63 Uniform Securities Agent State Law Examination
    2024-06-28

View on SEC IAPD

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