Robert Dean Swanson

Empower Advisory Group, LLC

Greenwood Village, CO

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Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-08-01

CA RA
APPROVED

Since 2023-08-01

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Roseville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref	Denver	CO	05/2007	Present

05/2007 → Present

Tiaa-Cref

Denver, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-18
S63	Uniform Securities Agent State Law Examination	2015-03-24

S65 Uniform Investment Adviser Law Examination

2019-06-18
S63 Uniform Securities Agent State Law Examination

2015-03-24

Other Names

Robert D Swanson

View on SEC IAPD

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MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO

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LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO

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