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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-10-21 |
| AZ | RA | APPROVED | 2024-10-16 |
| TX | RA | APPROVED | 2024-10-16 |
Branch Locations
3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States
2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States
Tucson, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Tucson | AZ | 01/2024 | Present |
| Sonora Investment Management | Tucson | AZ | 06/2022 | 12/2023 |
| Full-Time Education | Tucson | AZ | 01/2018 | 05/2022 |
| N/A | Tucson | AZ | 02/2013 | 12/2018 |
| City National Bank | Tucson | AZ | 12/2025 | Present |
(1) NAME OF ENTITY: Old Pueblo Community Services ADDRESS: 2323 S Park Ave Tucson AZ 85713 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 29, 2025 CAPACITY: Board of Directors DUTIES: General board member, finance committee HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-14 |
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