Kristine Mae Shea

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1997 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fargo, ND
• 04/2017 → Present
  Bank Of America, N.A.
  Fargo, ND

Other Businesses

I*493643, Entity Type: , Name of OBA: K M S, Address: West Fargo, North Dakota, 58078, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/17/2020, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2000-02-21

Other Names

• Tina Shea
• Kristine M Shea
• Tina Shea