Scott Alfred Carius

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → Present
  J.J.B. Hilliard, W.L. Lyons, Inc.
  Lexington, KY
• 03/1999 → Present
  Hilliard Lyons
  Lexington, KY
• 10/2019 → Present
  Robert W. Baird & Co. Incorporated
  Lexington, KY

Previous Registrations

• 2004-01-07 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Lexington, KY
  Lexington, KY

Other Businesses

SOUTH LEXINGTON YOUTH BASEBALL, NON-INVEST RELATED, PO BOX 24236 LEXINGTON KY 40524, VOLUNTEER COACH FOR CAL RIPKEN BASEBALL, 7/2015, 15 HRS/MONTH WITH 0 HRS DURING TRADING HRS, DUTIES INCLUDE VOLUNTEERING WITH KIDS YOUTH BASEBALL. FIDUCIARY FOR FATHERS ACCOUNT, START DATE 08-14-2018, 2 HRS/MO, 0 HRS/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1999-06-03