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Thomas Palumbo

Ameriprise Financial Services, LLC

Oakbrook Terrace, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-16
  • IL RA
    APPROVED
    Since 2025-05-16

Branch Locations

1 Tower Ln Ste 2160, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Oakbrook Terrace IL 01/2024 Present
Wintrust Financial Corporation Rosemont IL 08/2023 12/2023
Glen Ellyn Bank & Trust Glen Ellyn IL 05/2023 08/2023
First American Mortgage Corporation Wheaton IL 05/2020 08/2022
Illinois Hammerheads West Chicago IL 01/2019 08/2021
Wheaton Academy High School West Chicago IL 08/2016 05/2020
Elmhurst University Elmhurst IL 08/2020 12/2023
  • 01/2024 → Present
    Ameriprise Financial Services, Llc
    Oakbrook Terrace, IL
  • 08/2023 → 12/2023
    Wintrust Financial Corporation
    Rosemont, IL
  • 05/2023 → 08/2023
    Glen Ellyn Bank & Trust
    Glen Ellyn, IL
  • 05/2020 → 08/2022
    First American Mortgage Corporation
    Wheaton, IL
  • 01/2019 → 08/2021
    Illinois Hammerheads
    West Chicago, IL
  • 08/2016 → 05/2020
    Wheaton Academy High School
    West Chicago, IL
  • 08/2020 → 12/2023
    Elmhurst University
    Elmhurst, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-04
  • S66 Uniform Combined State Law Examination
    2024-11-04

View on SEC IAPD

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Other Investors

STEVEN ALLEN SMITH
BARRY JASON DUPUY
MANILA SUDHIR KALA
MICHAEL J DASTICE
VANESSA L PFAFF
KEVIN JAMES DAUGHERTY
KOMALPREET KAUR
Austin Michael Miller

Other Offices

UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · Villa Park, IL
B. RILEY WEALTH ADVISORS, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRAC, IL
LPL FINANCIAL LLC · OAKBROOK TERRACE, IL

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